Revisiting Bank Receiverships: Operation of Bridge Banks, Disposition of Failed Bank Asset...
Implications of Recent Bank Failures: Deposit Insurance, Bank Term Funding Program, Risk M...
June 21, 2023 • CLE • Live Webinar
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This CLE webinar will examine certain legal and regulatory issues arising out of the bank receiverships in the wake of the Silicon Valley Bank (SVB), Signature Bank (SB), and First Republic Bank (FRB) failures. The panel will discuss the FDIC's general receivership authority, the formation and opera...
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Legal Issues With Blockchain in Banking and Fintech: Implementing New Applications
Leveraging DLT Platforms for Recordkeeping, Payments, KYC, and More; Concerns With Regulat...
May 24, 2023 • CLE • CLE On-Demand, Download
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This CLE course will provide finance and lending counsel with an examination of current and potential uses of blockchain in banking and fintech. The panel will discuss the advantages of distributed ledger technology (DLT) in cost-efficiency, cybersecurity, and fraud protection, as well as the legal...
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Complying With Money Transmission Laws: FBO Accounts and Other Exemptions, Federal and Sta...
March 29, 2023 • CLE • CLE On-Demand, Download
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This CLE webinar will examine current legal requirements for money transmission and the licensing exemptions available to money transmitters at both the federal and state levels. The panel will also discuss the advantages and potential pitfalls of For Benefit Of (FBO) accounts for banks and the mone...
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Banking Issues in the Cannabis Industry: Managing Risk Under State and Federal Law
February 1, 2023 • CLE • CLE On-Demand, Download
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This CLE course will examine banking issues presented by the conflict between various states' legalization/decriminalization of cannabis and federal law treatment of it as a controlled substance. The panel will discuss regulatory and enforcement risks associated with financing and taking deposits fr...
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Valid-When-Made and True Lender Doctrines: Usury Issues With Partnerships Between Bank and...
November 30, 2022 • CLE • CLE On-Demand, Download
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The CLE webinar will analyze the valid-when-made and true lender doctrines and issues that can arise when banks and nonbanks enter partnerships to offer consumer loan products. The panel discussion will include the evolution of both issues under national banking laws, the Madden case, the 2020 OCC r...
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Modernizing the Community Reinvestment Act: New Proposed Regulations
New CRA Approaches to Online and Mobile Banking, Data Collection, Bank Size, and Capabilit...
November 2, 2022 • CLE • CLE On-Demand, Download
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This CLE course will examine a new joint proposal by the federal banking agencies to modernize the Community Reinvestment Act (CRA) regulations. The panel will discuss how the rise of mobile and online banking would be addressed in the new regs, how compliance obligations might vary depending on ban...
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Attorney-Client Privilege and Bank Examination Privilege for Financial Institutions
Protecting Confidential Information in Investigations and Bank Regulatory Exams; Section 1...
June 28, 2022 • CLE • CLE On-Demand, Download
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This CLE course will analyze attorney-client privilege and bank examination privilege as applied to financial institutions in the course of investigations and regulatory examinations. The panel will discuss how to respond to regulatory requests for privileged information and the consequences of shar...
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Bank Affiliate Transactions: Navigating Regulation W, Sections 23A and 23B of the Federal...
March 17, 2022 • CLE • CLE On-Demand, Download
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This CLE course will provide bank counsel with an analysis of Regulation W, which governs transactions that banks may conduct with affiliates and insiders, and best practices for compliance. The panel will also discuss the impact of Dodd-Frank mandates, including Sections 608 and 619, on the affilia...
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Structuring Bank Mergers and Acquisitions: Overcoming Capital Requirement Hurdles and Othe...
January 13, 2022 • CLE • CLE On-Demand, Download
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This CLE course will discuss current trends in bank M&As, the legal and regulatory hurdles, the different ways banks can approach and structure a merger or consolidation deal, and best practices for due diligence.
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Banking and Cryptocurrency: Custody, Payments, AML, Reporting, Special Purpose Bank Charte...
October 12, 2021 • CLE • CLE On-Demand, Download
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This CLE course will examine the legal issues and risks associated with bank adoption of cryptocurrency. The panel will discuss the mechanics of providing custody of digital assets, facilitating payments and reporting of transactions done on blockchain networks, AML and cybersecurity concerns, and t...
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Bank Boards of Directors Key Risks and Responsibilities in 2021: Actions Counsel Should Ta...
Climate Change, Cybersecurity, Access to Banking and Credit
August 17, 2021 • CLE • CLE On-Demand, Download
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This CLE course will offer guidance to bank counsel on three critical areas of risk that will impact U.S. banks in 2021--climate change, cybersecurity, and social justice--and steps the bank boards they advise should take to address the evolving regulatory framework around these issues.
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Pros and Cons of Bank Holding Companies: Determining Whether a Bank Holding Company Struct...
October 29, 2020 • CLE • CLE On-Demand, Download
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This CLE course will examine pros and cons of operating under a bank holding company or financial holding company (BHC) vs. a simple stand-alone bank structure. The presentation will include a discussion of the federal laws and regulations regarding permissible activities for banks and their holding...
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Fraud and Other Borrower and Lender Concerns in PPP and Other CARES Act Lending Programs
Proceeds Certification, Loan Forgiveness and Other Triggers: New Federal Oversight, SBA Gu...
August 19, 2020 • CLE • CLE On-Demand, Download
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This CLE course will examine the regulatory and enforcement framework around emergency COVID-19 loan programs, including the Paycheck Protection Program (PPP) and the Economic Injury Disaster Loan Program (EIDL). The panel will discuss actions by borrowers and lenders that can trigger potential liab...
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Bank Regulations and the CARES Act: Loan Modifications, Capital Requirements, Mortgage For...
June 16, 2020 • CLE • CLE On-Demand, Download
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This CLE course will examine various provisions of the Coronavirus Aid, Relief, and Economic Security (CARES) Act that will have a regulatory impact on the banking industry. The panel will discuss removal of the cap on FDIC insured deposits; the OCC waiver of single-borrower lending limits for natio...
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Financial Service Providers and the CCPA: Analyzing the GLBA Exemption, Avoiding Damages f...
October 3, 2019 • CLE • CLE On-Demand, Download
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This CLE course will analyze the issues presented by the California Consumer Privacy Act (CCPA) for banks and other financial services providers. The panel will discuss the complexities of the Gramm-Leach-Bliley Act (GLBA) exemption, the types of financial services transactions and data which remain...
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Bank Collaboration With Fintech Companies: Structuring Alternatives, Contract Provisions,...
July 25, 2019 • CLE • CLE On-Demand, Download
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This CLE course will examine structuring alternatives for banks that seek to collaborate with fintech companies and the legal and regulatory issues that arise with each. The panel discussion will include key provisions to include in third-party contracts or joint ventures, and the mechanics of inves...
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Asserting Bank Examination Privilege in Litigation
Determining the Legal Basis and Working With Regulators to Assert and Defend the Privilege
May 15, 2019 • CLE • CLE On-Demand, Download
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This CLE course will provide bank counsel with a thorough understanding of the bank examination privilege, including the legal basis for the privilege, how to exercise the privilege in federal litigation, and the documents and communications covered. The panel will also discuss best practices for ap...
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Bank Adoption of Zelle, Venmo and Other P2P Payment Apps: Regulatory and Operational Issue...
April 17, 2019 • CLE • CLE On-Demand, Download
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This CLE course will examine bank regulatory and operational concerns with peer-to-peer (P2P) payment services. The panel will discuss the legal and compliance challenges in adopting Zelle, recent enforcement actions against Venmo and other non-bank money transmitters, and fraud risks associated wit...
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FinCEN's Beneficial Ownership Rule: New Due Diligence Requirements for Customer Ownership...
June 26, 2018 • CLE • CLE On-Demand, Download
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This CLE course will examine FinCEN's new regulation, "Customer Due Diligence Requirements for Financial Institutions," known as the "CDD Rule," "Beneficial Ownership Rule," or "Beneficial Owner Rule" (Rule) and how it will impact anti-money laundering (AML) procedures of banks and other covered fin...
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Fintech M&A: Deal Structuring, Due Diligence, Compliance and Management Concerns
April 25, 2018 • CLE • CLE On-Demand, Download
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This CLE course will analyze the unique legal challenges in fintech M&A and investment transactions. The panel discussion will include regulatory considerations, due diligence, how to address the differences in internal compliance controls and culture between financial institutions and technology fi...
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Bank Enforcement Actions: New OCC Policies and Procedures
OCC Bulletin 2017-48: Revised Terminology, Documentation, Reporting Requirements, Risk Fac...
March 13, 2018 • CLE • CLE On-Demand, Download
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This CLE course will examine recent changes to the Office of the Comptroller Currency's (OCC) policies and procedures regarding bank enforcement actions and related matters as set forth in OCC Bulletin 2017-48 (Bulletin). The panel will discuss how the new procedural and substantive changes in the O...
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Navigating New York's New Cybersecurity Regulations and Federal Guidance for Banks and Oth...
Complying With New York DFS Regulations, Avoiding Federal Enforcement Actions for Data Bre...
April 12, 2017 • CLE • CLE On-Demand, Download
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This CLE course will review the new cybersecurity regulations issued by the New York Department of Financial Services, including which institutions are regulated and the staffing, reporting and third-party monitoring requirements imposed under the state regulations. The panel will also discuss recen...
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New Special Purpose National Bank Charter for FinTech Companies: Evaluating the Benefits a...
Navigating the Supervisory, Financial and Operational Conditions Attached to the OCC's Ban...
March 16, 2017 • CLE • CLE On-Demand, Download
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This CLE course will provide an overview of the OCC's proposal for special purpose national bank charters for FinTech companies and the potential regulatory pitfalls that potential applicants must consider. The program will address the OCC's chartering process and the supervisory, financial and oper...
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Secondary Loan Markets Post-Madden: Overcoming Restrictions in Future Loan Transactions an...
Strategies for Banks, Marketplace Lenders and Other Debt Purchasers to Effect Secondary Ma...
November 1, 2016 • CLE • CLE On-Demand, Download
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This CLE course will provide strategies for counsel to banks, marketplace lenders, loan buyers, securitizers and other secondary market participants on originating loans, structuring loan sales and defending interest rate and other claims to avoid the impact of the Madden decision, which limits inte...
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Lender Risks of False Claims Act Liability After Sup. Court's Escobar Ruling Upholding Imp...
Defending Implied Certification Theory of FCA Claims in Litigation, Combating Statistical...
July 12, 2016 • CLE • CLE On-Demand, Download
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This CLE course will provide guidance to banking and financial services litigators on the implied certification theory of False Claims Act (FCA) liability against lenders, and the impact of the Supreme Court's recent ruling in Universal Health Servs. v. U.S., ex rel. Escobar recognizing the theory....
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Cyber Threats to Banks and Financial Institutions: Regulatory Requirements and Bank Examin...
Leveraging FFIEC Cybersecurity Assessment, Navigating Board of Director Risks and Third-Pa...
April 5, 2016 • CLE • CLE On-Demand, Download
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This CLE course will discuss regulatory developments in the wake of increasing cyber threats for financial institutions, including the FFIEC's Cybersecurity Assessment Tool. The program will look at how regulators assess cybersecurity and the recent increased focus on risk management by board of dir...
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