DOJ Guidance on Individual Accountability for Corporate Misconduct: Implications for Companies
Understanding Current Government Positions, Ensuring Compliance, and Mitigating Legal Risks
Recording of a 90-minute premium CLE webinar with Q&A
This CLE course will guide counsel on the Department of Justice's continuing efforts to hold individuals accountable for corporate misconduct. Our panelists will discuss DOJ guidance and examine the implications for corporations. Our panelists will also discuss how companies' compliance programs and internal investigation procedures can be most effective in the context of these enforcement initiatives.
- Relevant standards governing enforcement against individuals
- Examples of recent enforcement actions
- Practical implications for companies and their counsel
- Best practices for compliance: what companies should do now
The panel will review these and other key issues:
- How is DOJ policy regarding individual accountability being reflected in DOJ enforcement actions?
- What are the implications of the DOJ policy shift for companies?
- How are companies and counsel changing their approach to internal investigations and cooperation in light of the Yates Memo?
Bass Berry & Sims
Ms. Yi represents companies in connection with internal and government investigations concerning white collar and... | Read More
Ms. Yi represents companies in connection with internal and government investigations concerning white collar and corporate compliance matters. In addition, she regularly works with healthcare companies on healthcare fraud and abuse issues related to alleged violations under the False Claims Act, Anti-Kickback Statute and Stark Law. Prior to joining the firm, she worked as an Investigator in the Office of Fraud Detection and Market Intelligence at the Financial Industry Regulatory Authority (FINRA). She conducted investigations of potential federal securities laws and FINRA rule violations.Close
Thaddeus R. McBride
Bass Berry & Sims
Mr. McBride represents companies and individuals in international trade regulatory, compliance, investigative, and... | Read More
Mr. McBride represents companies and individuals in international trade regulatory, compliance, investigative, and enforcement matters involving U.S. economic sanctions and economic embargoes, U.S. export controls, FCPA, U.S. anti-boycott controls, U.S. customs and other import controls, anti-money laundering and other banking controls, and U.S. international trade enforcement and regulatory actions.Close