Bank Enforcement Actions: New OCC Policies and Procedures
OCC Bulletin 2017-48: Revised Terminology, Documentation, Reporting Requirements, Risk Fac...
March 13, 2018 • CLE • CLE On-Demand, Download
This CLE webinar will examine recent changes to the Office of the Comptroller Currency's (OCC) policies and procedures regarding bank enforcement actions and related matters as set forth in OCC Bulletin 2017-48 (Bulletin). The panel will discuss how the new procedural and substantive changes in the...
Navigating New York's New Cybersecurity Regulations and Federal Guidance for Banks and Oth...
Complying With New York DFS Regulations, Avoiding Federal Enforcement Actions for Data Bre...
April 12, 2017 • CLE • CLE On-Demand, Download
This CLE webinar will review the new cybersecurity regulations issued by the New York Department of Financial Services, including which institutions are regulated and the staffing, reporting and third-party monitoring requirements imposed under the state regulations. The panel will also discuss rece...
New Special Purpose National Bank Charter for FinTech Companies: Evaluating the Benefits a...
Navigating the Supervisory, Financial and Operational Conditions Attached to the OCC's Ban...
March 16, 2017 • CLE • CLE On-Demand, Download
This CLE webinar will provide an overview of the OCC's proposal for special purpose national bank charters for FinTech companies and the potential regulatory pitfalls that potential applicants must consider. The program will address the OCC's chartering process and the supervisory, financial and ope...
Bank Brokered Deposits: New FDIC Guidance on Identifying, Accepting and Reporting Deposits
Meeting FDIC Expectations and Reporting Requirements in an Era of Heightened Scrutiny
May 19, 2015 • CLE • CLE On-Demand, Download
This CLE webinar will provide counsel with a review of the regulatory scheme for bank acceptance of brokered deposits in light of recent and existing FDIC guidance. In Jan. 2015, the FDIC released a Financial Institution Letter (FIL) providing guidance for depository institutions regarding its broke...
Bank Mergers and Consolidation: Structuring M&A Deals
Overcoming Hurdles of Capital Requirements, TARP Funds, and Other Regulatory Demands
December 3, 2013 • CLE • CLE On-Demand, Download
This CLE webinar will discuss current trends and opportunities in bank M&A, the legal and regulatory hurdles that must be considered, the different ways banks can approach and structure a merger or consolidation deal, and best practices for due diligence.
Fair Lending Laws: Evolving Regulatory and Litigation Landscape
Responding to the Latest Challenges in Fair Lending Enforcement
March 8, 2011 • CLE • CLE On-Demand, Download
This CLE webinar will discuss the latest regulatory developments in fair lending laws as well as litigation and enforcement trends, and discuss strategies to maintain compliant fair lending programs amid evolving standards.
Fiduciary Duties of Investment Advisors, Broker-Dealers and Fund Managers
Navigating Regulatory and Litigation Developments to Minimize Fiduciary Liability Claims
February 24, 2011 • CLE • CLE On-Demand, Download
This CLE webinar will provide financial services counsel with an overview of the evolving nature of fiduciary duties in an era of financial reform. The panel will discuss regulatory and litigation trends and developments and outline risk management strategies to minimize fiduciary liability claims.
FDIC-Assisted Asset Sales
Leveraging Opportunities and Minimizing Risks in FDIC Loss-Share Transactions
January 6, 2011 • CLE • CLE On-Demand, Download
This CLE webinar will provide practitioners with an in-depth review of the FDIC's current asset sale process, the parameters of loss-share agreements, and evolving FDIC strategies for disposing of assets. The panel will outline how bidders and buyers can avoid potential pitfalls in acquiring assets...