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Bank Adoption of Zelle, Venmo and Other P2P Payment Apps: Regulatory and Operational Issue...
April 17, 2019 CLE CLE On-Demand, Download

This CLE webinar will examine bank regulatory and operational concerns with peer-to-peer (P2P) payment services. The panel will discuss the legal and compliance challenges in adopting Zelle, recent enforcement actions against Venmo and other non-bank money transmitters, and fraud risks associated wi... Read More

FinCEN's Beneficial Ownership Rule: New Due Diligence Requirements for Customer Ownership...
June 26, 2018 CLE CLE On-Demand, Download

This CLE webinar will examine FinCEN's new regulation, "Customer Due Diligence Requirements for Financial Institutions," known as the "CDD Rule," "Beneficial Ownership Rule," or "Beneficial Owner Rule" (Rule) and how it will impact anti-money laundering (AML) procedures of banks and other covered fi... Read More

Bank Enforcement Actions: New OCC Policies and Procedures
OCC Bulletin 2017-48: Revised Terminology, Documentation, Reporting Requirements, Risk Fac...
March 13, 2018 CLE CLE On-Demand, Download

This CLE webinar will examine recent changes to the Office of the Comptroller Currency's (OCC) policies and procedures regarding bank enforcement actions and related matters as set forth in OCC Bulletin 2017-48 (Bulletin). The panel will discuss how the new procedural and substantive changes in the... Read More

Pros and Cons of Bank Holding Companies: Determining Whether a Bank Holding Company Struct...
October 12, 2017 CLE CLE On-Demand, Download

This CLE webinar will examine pros and cons of operating under a bank holding company or financial holding company (BHC) vs. a simple stand-alone bank structure. The presentation will include a discussion of the federal laws and regulations regarding permissible activities for banks and their holdin... Read More

Bank Affiliate Transactions: Navigating Regulation W, Sections 23A and 23B of the Federal...
May 16, 2017 CLE CLE On-Demand, Download

This CLE webinar will provide bank counsel with an analysis of Regulation W, which governs transactions that banks may conduct with affiliates and insiders, and best practices for compliance. The panel will also discuss the impact of Dodd-Frank mandates, including Sections 608 and 619, on the affili... Read More

Navigating New York's New Cybersecurity Regulations and Federal Guidance for Banks and Oth...
Complying With New York DFS Regulations, Avoiding Federal Enforcement Actions for Data Bre...
April 12, 2017 CLE CLE On-Demand, Download

This CLE webinar will review the new cybersecurity regulations issued by the New York Department of Financial Services, including which institutions are regulated and the staffing, reporting and third-party monitoring requirements imposed under the state regulations. The panel will also discuss rece... Read More

New Special Purpose National Bank Charter for FinTech Companies: Evaluating the Benefits a...
Navigating the Supervisory, Financial and Operational Conditions Attached to the OCC's Ban...
March 16, 2017 CLE CLE On-Demand, Download

This CLE webinar will provide an overview of the OCC's proposal for special purpose national bank charters for FinTech companies and the potential regulatory pitfalls that potential applicants must consider. The program will address the OCC's chartering process and the supervisory, financial and ope... Read More

Bank Brokered Deposits: New FDIC Guidance on Identifying, Accepting and Reporting Deposits
Meeting FDIC Expectations and Reporting Requirements in an Era of Heightened Scrutiny
May 19, 2015 CLE CLE On-Demand, Download

This CLE webinar will provide counsel with a review of the regulatory scheme for bank acceptance of brokered deposits in light of recent and existing FDIC guidance. In Jan. 2015, the FDIC released a Financial Institution Letter (FIL) providing guidance for depository institutions regarding its broke... Read More

Bank Enforcement Action--Roundtable With the Experts: New Issues, Higher Penalties, Joint...
Preparing for Scrutiny of AML/OFAC Policies, BHC Capital and Stress Test Issues, D&O Liabi...
September 16, 2014 CLE CLE On-Demand, Download

This CLE webinar presents a panel comprised of the most highly regarded banking law experts to discuss current bank enforcement trends, actions and penalties. Read More

Bank Mergers and Consolidation: Structuring M&A Deals
Overcoming Hurdles of Capital Requirements, TARP Funds, and Other Regulatory Demands
December 3, 2013 CLE CLE On-Demand, Download

This CLE webinar will discuss current trends and opportunities in bank M&A, the legal and regulatory hurdles that must be considered, the different ways banks can approach and structure a merger or consolidation deal, and best practices for due diligence. Read More

Fair Lending Laws: Evolving Regulatory and Litigation Landscape
Responding to the Latest Challenges in Fair Lending Enforcement
March 8, 2011 CLE CLE On-Demand, Download

This CLE webinar will discuss the latest regulatory developments in fair lending laws as well as litigation and enforcement trends, and discuss strategies to maintain compliant fair lending programs amid evolving standards. Read More

Fiduciary Duties of Investment Advisors, Broker-Dealers and Fund Managers
Navigating Regulatory and Litigation Developments to Minimize Fiduciary Liability Claims
February 24, 2011 CLE CLE On-Demand, Download

This CLE webinar will provide financial services counsel with an overview of the evolving nature of fiduciary duties in an era of financial reform. The panel will discuss regulatory and litigation trends and developments and outline risk management strategies to minimize fiduciary liability claims. Read More

FDIC-Assisted Asset Sales
Leveraging Opportunities and Minimizing Risks in FDIC Loss-Share Transactions
January 6, 2011 CLE CLE On-Demand, Download

This CLE webinar will provide practitioners with an in-depth review of the FDIC's current asset sale process, the parameters of loss-share agreements, and evolving FDIC strategies for disposing of assets. The panel will outline how bidders and buyers can avoid potential pitfalls in acquiring assets... Read More