SOX Whistleblower Compliance

Developing a Compliance Program, Avoiding Government Investigations and Employee Lawsuits

Recording of a 90-minute CLE webinar with Q&A

This program is included with the Strafford CLE Pass. Click for more information.
This program is included with the Strafford All-Access Pass. Click for more information.

Conducted on Thursday, August 2, 2007

Course Materials


Since Sarbanes-Oxley passed, several hundred whistleblower complaints have been filed - and the number of filings grows each year. However, a great deal remains unclear in how courts will apply the whistleblower provisions.

Whistleblower complaints have a negative effect on business, both operationally and in the public eye - and can be very expensive. As a result, companies must examine their compliance policies and procedures to ensure they do everything possible to prevent or mitigate whistleblower liability.

Listen as our authoritative panel discusses updates on regulatory and judicial decisions and examines elements of an effective whistleblower compliance program.



The panel will review these and other key questions:

  • What is the appropriate role for the audit committee in investigating whistleblower complaints?
  • What factors should counsel consider in advising a company whether and when it should report its own conduct to a government agency?
  • What are the best practices for investigating internal complaints under Sarbanes-Oxley?


Diana L. Hoover
Diana L. Hoover
Mayer Brown Rowe & Maw

She focuses on all areas of employment law, including investigating claims of whistleblower retaliation, resolving...  |  Read More

Roland M. Juarez
Roland M. Juarez
Akin Gump Strauss Hauer & Feld

He focuses on employment discrimination and harassment litigation, breach of non-competition, nondisclosure and trade...  |  Read More

James L. Sanders
James L. Sanders
McDermott Will & Emery

He concentrates on white-collar criminal defense, business crimes investigations, internal investigations and the...  |  Read More