Private Equity Pledge Funds: Leveraging an Emerging Alternative to Traditional Investment Fund Models
Structuring Terms, Conditions, Operations and Complying with Investment Advisers Act
Recording of a 90-minute CLE webinar with Q&A
This CLE webinar will discuss features of pledge funds and the pros and cons of these industry funds compared to blind pool funds or the separately managed account model. The program will also address where the pledge fund fits in the current regulatory landscape since the Dodd-Frank Wall Street Reform and Consumer Protection Act.
- Background and structure
Terms and conditions
- Management fees
- Carried interest
- Pledge fund operations: timing and investment process
- Structuring pledge funds under the Investment Advisers Act
The panel will review these and other key questions:
- What market factors have caused investors to look more closely at more direct investments?
- What advantages do pledge funds present for investors?
- How are sponsor management fees and carried interest structured for pledge funds?
- How are pledge funds structured under the Investment Advisers Act?
Following the speaker presentations, you'll have an opportunity to get answers to your specific questions during the interactive Q&A.
Sadis & Goldberg
Mr. Gelinas focuses his practice on providing tax advice to investment managers of hedge funds, private equity funds... | Read More
Mr. Gelinas focuses his practice on providing tax advice to investment managers of hedge funds, private equity funds and other investment funds on all aspects of their businesses, including management entity and fund formations, partnership taxation issues, compensation arrangements and ongoing investment activities and transactions.Close
Sadis & Goldberg
Mr. Huttler has extensive experience in corporate, finance, investment fund and securities matters, including the... | Read More
Mr. Huttler has extensive experience in corporate, finance, investment fund and securities matters, including the representation of U.S. and foreign investment funds, underwriters, and private clients in various registered public and private offerings of debt and equity securities totaling in excess of $10 billion.Close
Michael H. Lewis, Jr.
Director, Business Development
Mr. Lewis has more than 13 years of experience in financial Services and is a Director of Business Development for... | Read More
Mr. Lewis has more than 13 years of experience in financial Services and is a Director of Business Development for SS&C’s Alternative Investment division providing software and administrative solutions to Private Equity, Venture Capital, Fund-of-Funds and Hedge Fund managers. Prior to joining SS&C, he worked with Citigroup Global Transaction Services and DTE Energy in the treasury department.Close