Performance-Based Compensation After IRS Reversal on Early Termination

Legal Strategies to Preserve Tax Benefits Under IRC Section 162(m)

Recording of a 90-minute CLE teleconference with Q&A


Conducted on Wednesday, April 9, 2008
Recorded event now available


Description

On Jan. 25th 2008, the IRS released a Private Letter Ruling (PLR) disallowing a business's exemption under IRC Section 162(m) for an employment agreement that allowed payout of performance-based compensation upon an involuntary or “good reason” employment termination without regard to satisfaction of the performance criteria. The IRS issued a Revenue Ruling confirming the PLR on Feb. 21.

The new ruling signals a surprising reversal of the IRS's position in two prior letter rulings, creating uncertainty regarding what constitutes performance-based compensation under 162(m). It also has potential 409A implications related to nonqualified deferred compensation.

In light of this ruling, legal advisors should review and revise existing performance-based plans that permit payment after an involuntary or “good reason” termination. In addition, counsel should consider the IRS position in designing new compensation plans and employment and severance agreements.

Listen as our panel of employee benefits attorneys explains the recent PLR and subsequent Revenue Ruling, the status of prior PLRs on the subject, 409A implications and steps employers should take now to ensure that performance-based compensation plans, employment agreements and severance agreements comply with the new standards.

Outline

  1. Overview
    1. Section 162(m)
    2. PLR 200804004 and Revenue Ruling 2008-13
      1. What does the ruling mean?
      2. What types of incentive arrangements are affected?
      3. Effect of relief granted during 2008
  2. Steps employers should take now
    1. Effective application date
    2. Restructure compensation arrangements
    3. Modify existing agreements
    4. Negotiating employment and severance agreements going forward
  3. Broader implications
    1. Enhanced scope of 162(m)
    2. 409A implications

Benefits

The panel reviewed these and other key questions: 

  • What types of performance-based arrangements are affected by the new ruling?
  • What is the impact of the new ruling on existing performance-based compensation plans?
  • What do employers need to do now to ensure that their compensation agreements comply with the IRS's new guidance?

Faculty

Joseph S. Adams, Partner
McDermott Will & Emery, Chicago

He concentrates in employee benefits and executive compensation matters. He has substantial experience advising clients regarding incentive compensation programs and regularly speaks on the topic.

Randy L. Gegelman, Partner
Faegre & Benson, Minneapolis

He has extensive experience with executive contracts and compensation and a special expertise in stock-based compensation arrangements.

Matthew E. Johnson, Partner
Sidley Austin, Chicago

He advises clients in all types of employee benefits and executive compensation matters. He regularly represents corporations in the design and administration of equity-based compensation plans.

Ordering

Recorded Event

Includes full event recording plus handouts (available after live seminar).

CLE: Pre-approved for self-study credit in: AK, AZ, CA, CT, HI, MO, MT, NY, TX, VT, WA, WV. Upon request, self-study credit is also available in: CO, FL, GA, ID, KY, ME, ND, NE, NH, NM, NV, OR, UT, WI, WY. If you are applying for self-study credit in one of these states, contact Strafford CLE at 1-800-926-7926 ext. 35 or CLE@straffordpub.com.

CD $49.00 plus $9.45 S&H
Available ten business days after the live event

Program Materials

Requires Adobe Reader 8 or later. Download Acrobat FREE.

Program Materials

Requires Adobe Reader 8 or later. Download Acrobat FREE.

Can't Attend the Live Program?

CLE Credit

Strafford's live seminars qualify for CLE in every state that accredits webinars. They offer you a high quality, cost effective, and convenient CLE option, with no lost travel time or expenses.

More Details >

Customer Reviews

The speakers were well versed and kept my attention throughout the program.

Natalie Kossak

Independent Fiduciary Services

Cutting edge information from people who are in the field.

John McGowan

Donahue Tucker & Ciandella

I was impressed with the examples and the practical applications of the concepts.

Connie Sue Martin

Bullivant Houser Bailey

The speakers were tops in their industry.

Peter Danias

Kaye Scholer

All of the speakers were very informative, and being able to ask questions was very helpful.

Larry V. Smith

Jackson Walker

Employment & ERISA Advisory Board

Barbara E. Hoey

Partner

Littler Mendelson

Jeffrey Hollingsworth

Partner

Perkins Coie

Marcia Nelson Jackson

Partner

Wick Phillips

Paul J. Kennedy

Shareholder

Littler Mendelson

Laura Foote Reiff

Shareholder

Greenberg Traurig

Eugene Scalia

Partner

Gibson Dunn & Crutcher

Teresa R. Tracy

Partner

Gladstone Michel Weisberg Willner & Sloane

Todd D. Wozniak

Shareholder

Greenberg Traurig

Our Guarantee

Strafford webinars and teleconferences are backed by our 100% Unconditional Money-Back Guarantee: if you are not satisfied with any of our products, simply let us know and get a full refund. For more information regarding complaints and refunds, please contact us at 1-800-926-7926 ext 10.