Managing Risk, Assuring Compliance Under Sarbanes Oxley
CD of Live, Interactive Teleconference
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CD of Live 90-Minute Telephone Conference
with an Interactive Q&A Session
Conducted on August 4, 2005
Now available on CD
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Corporate corruption prompted the passage of the Sarbanes Oxley Act in 2002 and recently led to a 25-year prison sentence for former WorldCom chairman Bernard Ebbers and a 15-year prison sentence for Adelphia Communications founder John J. Rigas, while HealthSouth chief Richard Scrushy won a not guilty verdict.
Standards for accountability for directors and officers have never been higher. More sentences for other executives are expected later this year.
Listen as our authoritative panelists offer their insights and best guidance on these and other key questions:
- What is the effect of SOX' different treatment of directors and officers?
- How is director and officer liability different under SOX than under corporate fiduciary law?
- What is the interplay between SOX and state fiduciary law?
- How is the SEC pursuing enforcement in the current environment?
Our panelist included:
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Bradford C. Lewis, a partner with Fenwick & West in Silicon Valley, chairs his firm's white collar crime group. He regularly represents and advises boards of directors and companies in investigations concerning allegations of fraud, breach of fiduciary duty, accounting irregularities, lack of independence, and other corporate governance issues. He was previously an Assistant US Attorney in the Eastern District of California where he prosecuted numerous white collar crimes.
Richard A. Spehr, a partner with Mayer Brown Rowe & Maw in New York, focuses his litigation practice on federal and state securities laws and internal and SEC investigations, among business matters. He has participated in securities arbitrations and SEC and New York AG investigations on behalf of issuers, directors and officers.
Andrew Reich, Of Counsel with Baker & Hostetler, New York, emphasizes securities litigation and regulatory enforcement. He previously served as Deputy Chief Enforcement Counsel for the Philadelphia Stock Exchange. He also oversaw regulatory investigations and conducted disciplinary proceedings as the NASD's Enforcement Department Regional Counsel in New York.
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TELECONFERENCE CD
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