Law Firm Internal Investigations and the Attorney-Client Privilege

Maintaining Confidentiality and Avoiding Conflicts of Interest

Recording of a 90-minute CLE teleconference with Q&A


Conducted on Wednesday, November 19, 2008
Recorded event now available


Description

Law firms, like any other business in this country, face lawsuits and claims of wrongdoing by clients, as well as by employees and others on a regular basis.

Like other companies, law firms must conduct internal investigations into such claims and deal with issues of attorney–client and work product privilege. However, law firms must also deal with unique privilege and legal ethics issues.

Every law firm must prepare for the possibility of being a defendant in litigation. Every firm should have a well-structured internal review program, including proactive measures to ensure that investigations protect both client and attorney confidentiality.

Listen as our authoritative panel of legal specialists examines the attorney–client privilege in the context of law firm internal investigations, potential conflicts of interest, and attorney ethical issues that may arise.

Outline

  1. Attorney–client privilege
    1. Scope of privilege
    2. Intra-firm dissemination of privileged information
    3. Discovery
    4. Current client or fiduciary exception
    5. Court and state bar treatment
  2. Ethical considerations
    1. Conflicts of interest
    2. Fiduciary duty to client
  3. Best practices to maintain confidentiality
    1. Appoint regular general counsel or ethics counsel
    2. Investigate or act on professional liability or responsibility issues when they arise
    3. Firm counsel treat investigation as client matter
    4. Firm counsel must safeguard attorney–client privilege and work product doctrine
    5. No discussion of investigation with aggrieved client
    6. Consider withdrawal from client representation (at least on particular matter)

Benefits

The panel will review these and other key questions:

  • What protections are available to law firms as they conduct internal investigations?
  • What are the common challenges asserted by aggrieved clients to access information gathered in the firm's internal investigation?
  • What ethical issues should law firms consider when undertaking an internal investigation?
  • What steps should firms take to protect the confidentiality of the information resulting from the internal investigation?

Faculty

John K. Villa, Partner
Williams & Connolly, Washington, D.C.

He focuses his practice in legal malpractice defense and corporate and financial services-related litigation (civil and criminal). He has gained national prominence defending top law firms in trouble. The American Lawyer called him the premier legal malpractice defense lawyer in the nation and the Washington Post says "John Villa ...[is] the lawyer ...firms turn to when they're in trouble."

William M. Sullivan, Jr., Partner
Winston & Strawn, Washington, D.C.

He concentrates in corporate internal investigations, trial practice, and white-collar criminal defense, as well as complex civil litigation and securities enforcement and other regulatory actions. He has substantial experience representing both companies and individuals in government and corporate investigations.

Nancy J. Marshall, Partner
Deutsch Kerrigan & Stiles, New Orleans

She heads the firm's Professional Liability Section and concentrates on defending legal malpractice claims. She represents the endorsed insurer for the Louisiana State Bar, among other insurers. She has served as a member of the ABA Standing Committee on Lawyers Professional Liability.

Ordering

Online CLE - Audio Recording

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Online CLE Audio $149.00
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Recorded Event

Includes full event recording plus handouts (available after live seminar).

CLE: Pre-approved for self-study credit in: AK, AZ, CA, CT, HI, MO, MT, NY, TX*, VT, WA, WV. Upon request, self-study credit is also available in: CO, FL, GA, ID, KY, ME, ND, NE, NH, NM, NV, OR, UT, WI, WY. If you are applying for self-study credit in one of these states, contact Strafford CLE at 1-800-926-7926 ext. 35 or CLE@straffordpub.com. (*Indicates that Strafford needs to process the CLE — see below to purchase this option.)

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Available 24 hours after the live event

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Available ten business days after the live event

Program Materials

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Program Materials

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Customer Reviews

The program contained good information based on solid experience.

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Kleinbard Bell & Brecker LLP

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Bingham Greenebaum Doll LLP

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CVS Caremark

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Kleinbard Bell & Brecker LLP

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Mercury Marine

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