Foreign Asset Control Compliance in Domestic and International Transactions

Avoiding Penalties in the New Enforcement Environment

Recording of a 90-minute CLE webinar/teleconference with Q&A


Conducted on Tuesday, October 6, 2009
Recorded event now available


This seminar will offer guidance to legal advisers in understanding the government's requirements for foreign asset control compliance, in navigating the current enforcement environment, and in developing best practices for ensuring compliance with OFAC regulations.

Description

The federal government continues to aggressively police multi-national business relationships. Stringent economic sanctions and export controls aimed at foreign countries, entities and people affect the American business operations in unexpected ways.

Companies engaged in domestic transactions that involve foreign entities must be aware of the Specially Designated Nationals and Blocked Persons list and of conduct prohibited by the Office of Foreign Assets Control (OFAC).

OFAC's interim rule on economic sanctions provides companies some guidance on how OFAC will pursue enforcement efforts if it identifies apparent sanctions violations. Companies and their counsel must fully understand the new framework under which OFAC will assess penalties against violators.

Listen as our authoritative panel of attorneys guides business legal advisors in understanding the government's requirements and in navigating the current enforcement environment. The panel will outline best practices for counsel to ensure compliance with OFAC regulations.

Outline

  1. Landscape/overview
    1. Covered countries
    2. Covered entities and individuals
    3. Laws covering economic sanctions
    4. Scope of sanctions
    5. Recent changes to U.S. sanctions
  2. Enforcement environment
    1. OFAC’s interim rule on economic sanctions enforcement
    2. Audits and investigations
    3. Voluntary disclosures
    4. Penalties
    5. What can be learned from recent enforcement actions?
  3. Compliance programs
    1. Core elements
    2. Mergers and acquisitions

Benefits

The panel will review these and other key questions:

  • What is the scope of the OFAC sanctions and what conduct is prohibited?
  • How have the enforcement guidelines changed the enforcement environment? What can be learned from recent enforcement actions?
  • What are the best practices for businesses to ensure compliance with foreign asset control requirements?
  • What are the key elements for an effective compliance program?

Faculty

Erin L. Crockett, Director, Corporate Global Trade Compliance
Dresser, Addison, Texas

She is responsible for the Dresser, Inc.’s, recently purchased by GE Energy, a division of GE, Global Trade Compliance Program, which includes four major segments with 30 manufacturing and services sites worldwide and sales in more than 100 countries. Her responsibilities include implementing and overseeing policies and procedures improvement; risk assessment and management; and educating groups that affect the daily Global Trade Compliance Program.

Judith A. Lee, Partner
Gibson Dunn & Crutcher, Washington, D.C.

Her practice focuses on international trade regulation, including USA Patriot Act compliance, Foreign Corrupt Practices Act, economic sanctions and embargoes, export controls, and customs. She also handles international privacy issues, international intellectual property issues and international labor issues.

Edward L. Rubinoff, Partner
Akin Gump Strauss Hauer & Feld, Washington, D.C.

He focuses on international trade policy and regulation and is a recognized authority on U.S. export controls, trade embargoes, economic sanctions, antiboycott regulations and foreign corrupt practices. He is a member of the President's Export Council Subcommittee on Export Administration, which advises on the development and implementation of U.S. export controls and security-related trade.

Ordering

Online CLE - Audio Recording

Includes audio streaming of full program plus handouts (available 24 hours after live seminar).

CLE: Pre-approved for participatory or non-traditional/alternate format credit in: CA, HI*, NY*, WV*. Pre-approved for self-study credit in: AK, AZ, MO, MT, TX*, VT, WA.
Upon request, also available in: CO, CT*, FL, GA, ID, KY, LA*, ME, NC, ND, NE, NH, NM, NV, OR*, SC, TN, UT, WI, WY. If you are applying for credit in one of these states, make sure to select those states when placing your order.
(*Indicates that Strafford must report attendance.)

Online CLE Audio $149.00
Available 24 hours after the live event

How does this work?


Recorded Event

Includes full event recording plus handouts (available after live seminar).

CLE: Pre-approved for self-study credit in: AK, AZ, CA, CT, HI, MO, MT, NY, TX*, VT, WA, WV. Upon request, self-study credit is also available in: CO, FL, GA, ID, KY, ME, ND, NE, NH, NM, NV, OR, UT, WI, WY. If you are applying for self-study credit in one of these states, contact Strafford CLE at 1-800-926-7926 ext. 35 or CLE@straffordpub.com. (*Indicates that Strafford needs to process the CLE — see below to purchase this option.)

Webinar Download (Audio + Slide Presentation) $49.00
Available three business days after the live event

How does this work?

Webinar on DVD (audio + slide presentation) $49.00 plus $9.45 S&H
Available ten business days after the live event

MP3 Download (Audio Only) $49.00
Available 24 hours after the live event

How does this work?

Teleconference on CD (audio only) $49.00 plus $9.45 S&H
Available ten business days after the live event

Webinar/Teleconference

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Program Materials

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Program Materials

Requires Adobe Reader 8 or later. Download Acrobat FREE.

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Customer Reviews

There was a lot of information available on the slides, so it was easy to take notes and have a thorough take-away resource.

Harriet Bildsten

St. Jude Medical

I appreciated the personal-level insights of the speakers.

Kendall Carter

King & Spalding, LLP

The speakers' presentations were very substantive and provided new information for seasoned practitioners.

Therese Lee

Google Inc.

The presentations provided great insight.

Josh WInslow

Pabian & Russell

Content was excellent.

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Kimberly-Clark

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International Law Advisory Board

Edward J. Fishman

Partner

K&L Gates

Judith A. Lee

Partner

Gibson Dunn & Crutcher

Greta Lichtenbaum

Partner

O’Melveny & Myers

Kimberly A. Parker

Partner

WilmerHale

Kyle A. Wombolt

Partner

Goodwin Procter

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