SOX Compliance and the New Sentencing Guidelines
CD of Live, Interactive Teleconference
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A Live 90-Minute Telephone Conference
with an Interactive Q&A Session
Conducted on May 26, 2005
Now available on CD
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The threat of shareholder lawsuits, regulatory investigation and action, and criminal sanctions looms over corporations. Recent corporate scandal has turned all eyes toward the need for integrated corporate compliance programs as companies seek to foster an ethical corporate culture in compliance with Sarbanes-Oxley.
Listen and participate from your office telephone as our authoritative panelists -- attorneys who have been at the forefront of the corporate governance evolution -- offer their best guidance:
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Michael J. Missal, Partner, Kirkpatrick & Lockhart Nicholson Graham LLP, Washington, DC, concentrates on securities enforcement matters, internal investigations, and securities litigations and arbitrations. Previously Mr. Missal spent four years as Senior Counsel in the SEC's Division of Enforcement. He served as lead counsel to the Examiner in the WorldCom bankruptcy proceeding, lead counsel to the CBS Independent Review Panel investigating the 60 Minutes segment concerning President Bush's National Guard Service, and represented Michael Milken in an SEC action alleging violation of a previous court order enjoining him from associating with a broker-dealer.
Laura D. Richman, Partner, Mayer Brown Rowe & Maw, LLP, Chicago, regularly advises clients on corporate governance, code of conduct, and Sarbanes-Oxley matters. She has authored numerous articles on the recently amended Sentencing Guidelines.
John H. Hemann, Partner, Morgan Lewis, San Francisco, is a partner in his firm's litigation practice and focuses on white collar criminal defense, internal corporate investigations, and complex business litigation. An experienced trial lawyer, Mr. Hemann was a member of the Department of Justice's Enron Task Force, where he was lead trial counsel on the prosecution and guilty plea of Enron CFO Andrew Fastow and co-lead counsel in the investigation and indictment of Enron Chairman and CEO Kenneth Lay. Previously he was an assistant US attorney in San Francisco for 8 years.
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They will address these and other key issues:
What is the interplay between SOX and the amended sentencing guidelines?
How do the new amendments to the sentencing guidelines impact corporations?
What questions are regulators asking when they consider filing charges for misconduct?
How does a strong compliance program influence regulatory authorities?
While under investigation, is waiver of the attorney-client privilege prudent?
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CD Regular Price - $247
For Teleconference Participants – CD only $75
Click here to ORDER YOUR CD today
Click here for other Legal Teleconferences
CLICK HERE for program outline
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