ERISA Class Action Trends: Trial and Settlement Strategies

Leveraging the New Developments in Stock Drop, Cash Balance Plan, Fiduciary Duty, Plan Administration and Fee Cases

Recording of a 90-minute CLE webinar/teleconference with Q&A


Conducted on Wednesday, March 17, 2010
Recorded event now available


This CLE webinar will provide guidance to counsel for plan administrators and fiduciaries to avoid or minimize class action litigation. The panel will examine recent trends in ERISA class actions, analyze key substantive and procedural issues in recent rulings, and suggest trial and settlement tactics.

Description

The faltering economy, an aging workforce and mass layoffs created the perfect storm for ERISA class action lawsuits during 2009. Class certification issues predominated in cases challenging employer stock incentives in 401Ks and ESOPs, investment management decisions, and management fees.

Other issues addressed during 2009 include breach of fiduciary duties, pension calculations, attorney fee awards, and the effect of Iqbal on pleadings.

The circuits are currently split on whether plaintiffs who received lump-sum distributions have standing to file lawsuits. In addition, courts continue to wrestle with the issue of whether cash balance plans are age-discriminatory.

Listen as our panel of employee benefits attorneys explains current trends in ERISA class action litigation, suggests effective trial and settlement strategies for ERISA class action claims, and discusses steps plan fiduciaries should take to avoid and reduce ERISA litigation.

Outline

  1. ERISA class action trends
    1. Stock drop suits
    2. Fee cases
    3. Cash balance claims
    4. Plan administration suits
    5. Fiduciary duties
  2. Litigation and settlement strategies
    1. Class certification
    2. Standing
    3. Attorney fee awards
  3. Best practices for fiduciaries to avoid and reduce ERISA litigation
    1. Consistent and careful oversight of plans
    2. Participant communications
    3. Keeping up to date on changes in the law and the investment/administrative marketplace

Benefits

The panel will review these and other key questions:

  • What are the bases for the recent wave of ERISA class action lawsuits—and what defenses are available to plan fiduciaries?
  • How have the courts addressed claims involving breach of fiduciary duties, pension calculations, attorney fee awards, and the effect of Iqbal on pleadings?
  • What litigation and settlement strategies have proven effective for counsel pursuing and defending ERISA class action claims?

Faculty

Ian H. Morrison, Partner
Seyfarth Shaw, Chicago

He co-chairs the firm's ERISA Litigation Practice Group. His ERISA and employee benefits litigation experience includes defense of claims for benefits, breach of fiduciary duty claims, reporting and disclosure claims, severance pay and stock option claims, and ERISA Section 510 employment discrimination claims. He has represented employers, employee benefit plans, and fiduciaries in litigation.

Neil A. Capobianco, Partner
Seyfarth Shaw, New York

He specializes in ERISA and wage and hour class action litigation and has represented and advised management in all aspects of labor, employment, and employee benefits law matters. He has successfully defended employment discrimination, wrongful discharge, and retaliation claims, enforced and defended restrictive covenants and negotiated executive contracts and separation agreements.

Linda J. Haynes, Partner
Seyfarth Shaw, Chicago

She has substantial experience counseling clients in all elements of employee benefit plans and executive compensation. She regularly counsels public and private clients in connection with the planning, development, and administration of their employee benefit programs, including qualified and nonqualified retirement plans, health plans, cafeteria plans, and other types of welfare plans.

Ordering

Online CLE - Audio Recording

Includes audio streaming of full program plus handouts (available 24 hours after live seminar).

CLE: Pre-approved for participatory or non-traditional/alternate format credit in: CA, HI*, NY*, WV*. Pre-approved for self-study credit in: AK, AZ, FL, MO, MT, TX, VT, WA.
Upon request, also available in: CO, CT*, GA, ID, KY, LA*, ME, NC, ND, NE, NH, NM, NV, OR*, SC, TN, UT, WI*, WY. If you are applying for credit in one of these states, make sure to select those states when placing your order.
(*Indicates that Strafford must report attendance.)

Online CLE Audio $297.00
Available 24 hours after the live event

How does this work?


Recorded Event

Includes full event recording plus handouts (available after live seminar).

CLE: Pre-approved for self-study credit in: AK, AZ, CA, CT, FL, HI, MO, MT, NY, TX, VT, WA, WV. Upon request, self-study credit is also available in: CO, GA, ID, KY, ME, ND, NE, NH, NM, NV, OR, UT, WI, WY. If you are applying for self-study credit in one of these states, contact Strafford CLE at 1-800-926-7926 ext. 35 or CLE@straffordpub.com.

Webinar Download (Slide Presentation with Audio) $297.00
Available three business days after the live event

How does this work?

DVD (Slide Presentation with Audio) $297.00 plus $9.45 S&H
Available ten business days after the live event

MP3 Download (Audio with Slide PDFs) $297.00
Available 24 hours after the live event

How does this work?

CD (Audio with Slide PDFs) $297.00 plus $9.45 S&H
Available ten business days after the live event

Webinar/Teleconference

Strafford webinars/teleconferences offer several options for participation: online viewing of speaker-controlled PowerPoint presentations with audio via computer speakers or via phone; or audio only via telephone (download speaker handouts prior to the program).  Please note that our webinars do not feature videos of the presenters.

Program Materials

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Program Materials

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Content was excellent.

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I liked the different speaker perspectives.

Gina Fama

Standard Chartered Bank

I attend a lot of these lectures and Strafford's presentation addressed important issues I rarely hear about. I really learned something for a change.

Rebekah J. Poston

Squire, Sanders & Dempsey

The panelists covered the topic well and in depth.

Andrea Mealey

Edwards Angell Palmer & Dodge

Employment & ERISA Advisory Board

Barbara E. Hoey

Partner

Littler Mendelson

Jeffrey Hollingsworth

Partner

Perkins Coie

Marcia Nelson Jackson

Partner

Wick Phillips

Paul J. Kennedy

Shareholder

Littler Mendelson

Laura Foote Reiff

Shareholder

Greenberg Traurig

Eugene Scalia

Partner

Gibson Dunn & Crutcher

Teresa R. Tracy

Partner

Gladstone Michel Weisberg Willner & Sloane

Todd D. Wozniak

Shareholder

Greenberg Traurig

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