Employee Whistleblower Claims Under SOX: Preparing for New OSHA Enforcement

Avoiding and Defending Worker Retaliation Claims

Recording of a 90-minute CLE webinar/teleconference with Q&A


Conducted on Tuesday, June 8, 2010
Recorded event now available


This CLE webinar will provide best practices for employment counsel to reduce the risk of employee whistleblower claims under SOX and prepare counsel with strategies for defending worker retaliation lawsuits.

Description

Employee retaliation claims have soared as a result of extensive layoffs and general job insecurity in tough economic times. At the same time, the government is rigorously enforcing the whistleblower protection provisions of the Sarbanes-Oxley Act (SOX).

Employers face substantial risks from increased whistleblower and retaliation claims. In March 2010, OSHA issued awards of $1 million and $600,000 against two employers found in violation of the SOX whistleblower protection provisions. Jury awards in these suits can be staggering.

Now more than ever, employers and their counsel must take proactive steps to minimize the risk of claims alleging retaliation for protected whistleblowing. Policies and procedures that set forth prohibited conduct and outline how to report corporate misconduct are essential.

Listen as our panel of employment attorneys analyzes recent decisions concerning SOX whistleblower claims, provides best practices for employers to reduce the risk of such claims, and offers strategies for defending retaliation lawsuits.

Outline

  1. Whistleblower protection under SOX
    1. Covered employers and employees
    2. Protected activity
    3. Prohibited retaliation
    4. Remedies
  2. Legal developments regarding SOX whistleblower claims
    1. E-Smart Technologies and Tennessee Commerce Bank decisions
    2. Other recent ALJ decisions and case law developments
    3. Anticipated trends under the Obama Administration
  3. Best practices to avoid and defend claims
    1. Internal complaint procedures
    2. Documentation of investigations and resolutions
    3. Corporate policies
    4. Effective employee relations practices
    5. Defenses to litigation

Benefits

The panel will review these and other key questions:

  • What is the anticipated impact on employers of the recent SOX whistleblower decisions favoring employees?
  • What steps can employers take to reduce the risk of liability for employee retaliation and whistleblower claims?
  • What are the key components of a formal internal complaint and investigation process and how is that process critical to an employer's defense to employee claims?

Faculty

Diana L. Hoover, Partner
Hoover Kernell, Houston

Her practice focuses on all areas of employment law, including discrimination claims, wage violations, and retaliation. She has advised clients in connection with the WARN Act, compliance with the FLSA, investigating claims of whistleblower retaliation, resolving issues of internal theft and the sale of illegal drugs in the workplace, and the termination and discipline of employees.

Steve Kardell, Partner
Clouse Dunn Khoshbin, Dallas

He litigates complex employment issues, board of directors liability for employment practices, executive malfeasance and corporate ethics terminations. He has represented executives and employees in the first cases brought in the state and federal courts in Texas dealing with non-retaliation rights under a corporate code of ethics. He is Board Certified in Labor & Employment Law.

Courtney L. Anderson,
Mayer Brown, Chicago

She represents businesses and individuals in discrimination, wage & hour, defamation, whistleblower, wrongful discharge and employment-related tort claims in state and federal courts and administrative agencies across the country. She has jury trial experience in Colorado state court and appellate experience before the Seventh and Tenth Circuits.

Ordering

Online CLE - Audio Recording

Includes audio streaming of full program plus handouts (available 24 hours after live seminar).

CLE: Pre-approved for participatory or non-traditional/alternate format credit in: CA, HI*, NY*, WV*. Pre-approved for self-study credit in: AK, AZ, GA, MO, MT, TX, VT, WA.
Upon request, also available in: CO, CT*, FL, ID, KY, LA*, ME, NC, ND, NE, NH, NM, NV, OR*, SC, TN, UT, WI, WY. If you are applying for credit in one of these states, make sure to select those states when placing your order.
(*Indicates that Strafford must report attendance.)

Online CLE Audio $149.00
Available 24 hours after the live event

How does this work?


Recorded Event

Includes full event recording plus handouts (available after live seminar).

CLE: Pre-approved for self-study credit in: AK, AZ, CA, CT, GA, HI, MO, MT, NY, TX, VT, WA, WV. Upon request, self-study credit is also available in: CO, FL, ID, KY, ME, ND, NE, NH, NM, NV, OR, UT, WI, WY. If you are applying for self-study credit in one of these states, contact Strafford CLE at 1-800-926-7926 ext. 35 or CLE@straffordpub.com.

Webinar Download (Slide Presentation with Audio) $49.00
Available three business days after the live event

How does this work?

DVD (Slide Presentation with Audio) $49.00 plus $9.45 S&H
Available ten business days after the live event

MP3 Download (Audio with Slide PDFs) $49.00
Available 24 hours after the live event

How does this work?

CD (Audio with Slide PDFs) $49.00 plus $9.45 S&H
Available ten business days after the live event

Webinar/Teleconference

Strafford webinars/teleconferences offer several options for participation: online viewing of speaker-controlled PowerPoint presentations with audio via computer speakers or via phone; or audio only via telephone (download speaker handouts prior to the program).  Please note that our webinars do not feature videos of the presenters.

Program Materials

Requires Adobe Reader 8 or later. Download Acrobat FREE.

Program Materials

Requires Adobe Reader 8 or later. Download Acrobat FREE.

or call 1-800-926-7926

Can't Attend the Live Program?

CLE Credit

Strafford's live seminars qualify for CLE in every state that accredits webinars. They offer you a high quality, cost effective, and convenient CLE option, with no lost travel time or expenses.

More Details >

or call 1-800-926-7926

Customer Reviews

The subject matter presented was very relevant to my practice.

Nineveh Alkhas

Neal, Gerber & Eisenberg

The seminar was very well-organized, managed excellently and informative.

Julia Szadkowski

Equifax Canada Inc.

Another great job by Strafford!

Jessica Brown

Gibson Dunn

The presenters were knowledgeable and able to intelligently answer questions.

Tommy Orr

Mikunda, Cottrell & Co., Inc.

The speakers were tops in their industry.

Peter Danias

Kaye Scholer

or call 1-800-926-7926

Employment & ERISA Advisory Board

Barbara E. Hoey

Partner

Littler Mendelson

Jeffrey Hollingsworth

Partner

Perkins Coie

Marcia Nelson Jackson

Partner

Wick Phillips

Paul J. Kennedy

Shareholder

Littler Mendelson

Laura Foote Reiff

Shareholder

Greenberg Traurig

Eugene Scalia

Partner

Gibson Dunn & Crutcher

Teresa R. Tracy

Partner

Gladstone Michel Weisberg Willner & Sloane

Todd D. Wozniak

Shareholder

Greenberg Traurig

or call 1-800-926-7926

Our Guarantee

Strafford webinars and teleconferences are backed by our 100% Unconditional Money-Back Guarantee: if you are not satisfied with any of our products, simply let us know and get a full refund. For more information regarding complaints and refunds, please contact us at 1-800-926-7926 ext 10.