Conflicts in Patent Prosecution: Avoiding the Ethical Pitfalls

Minimizing Risks of Malpractice Liability and Ethics Sanctions

Recording of a 90-minute CLE webinar/teleconference with Q&A


Conducted on Tuesday, September 25, 2012
Recorded event now available


This CLE webinar will provide guidance to IP counsel on the conflicts issues that often arise in patent prosecutions. The panel will outline best practices to identify and address the risks—and to minimize conflicts that can lead to malpractice liability and ethical violations.

Description

Counsel and law firms involved in patent prosecution must carefully evaluate client representations to avoid conflicts that could jeopardize clients’ rights, breach fiduciary duties, and violate PTO rules, Model Rules and state legal ethics rules.

Conflicts arise when patent attorneys move between firms—or when they develop knowledge in particular areas and seek more clients in those areas. Practitioners must take steps to minimize the risk of using knowledge from one client's application when preparing an application for another.

Patent prosecutors must also identify and address risks related to subject matter, client confidentiality, and other difficult situations such as employers and inventors with adverse interests.

Listen as our authoritative panel of IP counsel examines the conflicts issues that arise in patent prosecutions and outlines best practices on identifying, addressing and minimizing the potential risks and liability of such conflicts.

Outline

  1. Rules governing conflicts
    1. PTO rules
    2. Model Rules
    3. State ethics rules
    4. Fiduciary duties
  2. Identifying conflicts—when do they arise
    1. Adverse or potentially adverse representations to other current or former clients
    2. Representations substantially related to work for former clients
  3. Screening
    1. Monitor
    2. Blocking new client/matter that would raise conflict
    3. Prospective consent
    4. Detecting conflicts that arise later
    5. What to do when screens fail
    6. Cautionary tales
  4. Best practices
    1. Pre-conflict planning
    2. Risk management
    3. Resolving conflicts when they arise

Benefits

The panel will review these and other key questions:

  • What policies and practices should counsel have in place to identify potential conflicts in patent prosecutions?
  • What steps can patent prosecutors take to minimize the risk of subject matter conflicts?
  • How should patent counsel respond after identifying conflicts?

Faculty

Dr. Sandra P. Thompson, Shareholder
Buchalter Nemer, Irvine, Calif.

She represents clients with respect to intellectual property issues and green technology/energy-related issues. She represents clients in the fields of semiconductors, electronics, chemicals and chemical intermediates, solar and solar-related technology, transportation technology, including the design and utility of parts and systems, and fuel cells. She co-chairs the firm's IP Group.

Stephen T. Schreiner, Partner
Goodwin Procter, Washington, D.C.

He focuses on all aspects of intellectual property law including patent litigation, patent prosecution, counseling and due diligence related to electronics, signal processing, software, e-commerce, business methods, digital television, telecommunications, interactive media, the Internet and other areas. He is a member of the firm's Litigation Department and its Patent Litigation Practice.

Ordering

Online CLE - Audio Recording

Includes streaming audio of full program plus handouts (available 24 hours after live program).

CLE: Pre-approved for participatory or non-traditional/alternate format credit in: CA, HI*, NY*, WV*. Pre-approved for self-study credit in: AK, AZ, MO, MT, TX*, VT, WA.
Upon request, also available in: CO, CT*, FL, GA, ID, KY, LA*, ME, NC, ND, NE, NH, NM, NV, OR*, SC, TN, UT, WI, WY. If you are applying for credit in one of these states, make sure to select those states when placing your order.
(*Indicates that Strafford must report attendance.)

Online CLE Audio $297.00
Available 24 hours after the live event

How does this work?


Recorded Event

Includes full event recording plus handouts (available after live seminar).

CLE: Pre-approved for self-study credit in: AK, AZ, CA, CT, HI, MO, MT, NY, TX*, VT, WA, WV. Upon request, self-study credit is also available in: CO, FL, GA, ID*, KY, ME, ND, NE, NH, NM, NV, OR, UT, WI, WY. If you are applying for self-study credit in one of these states, contact Strafford CLE at 1-800-926-7926 ext. 35 or CLE@straffordpub.com. (*Indicates that Strafford needs to process the CLE — see below to purchase this option.)

Webinar Download (Slide Presentation with Audio) $297.00
Available three business days after the live event

How does this work?

DVD (Slide Presentation with Audio) $297.00 plus $9.45 S&H
Available ten business days after the live event

MP3 Download (Audio with Slide PDFs) $297.00
Available 24 hours after the live event

How does this work?

CD (Audio with Slide PDFs) $297.00 plus $9.45 S&H
Available ten business days after the live event

Webinar/Teleconference

Strafford webinars/teleconferences offer several options for participation: online viewing of speaker-controlled PowerPoint presentations with audio via computer speakers or via phone; or audio only via telephone (download speaker handouts prior to the program).  Please note that our webinars do not feature videos of the presenters.

Program Materials

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Program Materials

Requires Adobe Reader 8 or later. Download Acrobat FREE.

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Ethics Credits

An excellent opportunity to earn ETHICS CLE credits in states where teleconferences are accredited.  Note: Strafford cannot guarantee that Virginia will approve ethics credits for this event.

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CLE Credit

Strafford's live seminars qualify for CLE in every state that accredits webinars. They offer you a high quality, cost effective, and convenient CLE option, with no lost travel time or expenses.

More Details >

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Customer Reviews

I particularly enjoyed the speakers discussions of case examples taken from real life situations.

William Cassin

Mayer Brown

Strafford provided an enthusiastic presentation that focused on patent practice, not theory.

David H. Vance

Vance Intellectual Property

I liked the practical insights, particularly when tied to cases the presenters had worked on.

Michael Gray

Kohler

Very good and concise CLE.

Anthony DiSandro

Stevens & Lee

I enjoyed the quality of the presentations and the information presented.

Cassandra Pullen

Fresenius Medical Care North America

or call 1-800-926-7926

Intellectual Property Law Advisory Board

Stephen R. Baird

Shareholder

Winthrop & Weinstine

Charles S. Baker

Partner

Fulbright & Jaworski

David S. Bloch

Partner

Winston & Strawn

Hung H. Bui

Partner

Bui Garcia-Zamor

Irah H. Donner

Partner

Stroock & Stroock & Lavan

Ian N. Feinberg

Partner

Feinberg Day Alberti & Thompson

Anthony J. Fitzpatrick

Partner

Duane Morris

Bassam N. Ibrahim

Shareholder

Buchanan Ingersoll & Rooney

Craig P. Opperman

Partner

DLA Piper

David Segal

Senior IP Counsel

Intel

Jeffrey R. Seul

Partner

Holland + Knight

Astrid R. Spain

Partner

Jones Day

Mark P. Wine

Partner

Orrick

or call 1-800-926-7926

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Strafford webinars and teleconferences are backed by our 100% Unconditional Money-Back Guarantee: if you are not satisfied with any of our products, simply let us know and get a full refund. For more information regarding complaints and refunds, please contact us at 1-800-926-7926 ext 10.